COMPLIANCE ASSISTANT –Banking

Job Title: COMPLIANCE ASSISTANT –Banking

Reference: AJB JB IB 51

Location: London

Assignment Profile:
Our client is a highly regarded international banking organisation, they are seeking a compliance assistant to joining the compliance department in the London office   Duties and responsibilities will include the following;     To assist the Head of Compliance/MLRO to create and maintain a compliance culture within the Bank. To facilitate review and implementation of training and competence requirements in line with the FSA regulations within the organisation as well as registrations of controlled functions to help ensure that businesses have adequate training and competence arrangements. To possess a thorough up-to-date understanding of the relevant FSA rules, in relation to financial promotions, and ensure the Bank conducts its activities in accordance with regulatory requirements. To support the team to co-ordinate compliance issues as to ensure that the businesses operate in accordance with the Bank’s policies and procedures, and local regulatory requirements. To ensure staff understand their individual and corporate responsibilities regarding compliance with internal policies and procedures and regulatory developments in the Bank through appropriate and timely training. Oversight and co-ordination of Approved Persons Regime including FSA registrations. To undertake Compliance Monitoring Reviews in accordance with the Monitoring Plan. To help maintain, review and update relevant records and MI. To help support the development of compliant, flexible and robust systems, procedures and controls within the businesses to meet compliance objectives and improve the businesses’ performance in these areas. To help ensure that relevant and reliable management information on these compliance/AML issues is delivered to senior management on a timely basis in order to enable effective action to be taken where necessary. To deliver effective Compliance training across all units and to maintain a robust and up to date compliance training programme in line with regulatory developments.

Candidate Profile:
The successful candidate will be of graduate calibre with a commitment to the compliance function demonstrated by CPD and a stable employment track record   You will have a minimum of 18 months compliance experience, having worked in a retail or corporate banking environment with a large and well respected bank and now be seeking a career move   Suitable candidates should have the relevant experience required as noted above as well as excellent communication skills, both written and oral and be comfortable working with all levels of the business as well as third parties

Consultant: Jonathan Banjo

Consultant Email: jbanjo@ajbexecutivesearch.co.uk

Salary: Circa £35-40,000 Plus Benefits

If you feel you are a suitable candidate for this position please contact Jonathan Banjo.