Job Title: ASSISTANT REGULATORY MANAGER – FINANCIAL SERVICES CONSULTANCY


Reference:AJB/ JB FS CON 34


Date: 25 Jan, 2021

Location: City of London


Assignment Profile:

Our client is a London based Regulatory consultancy providing Risk, Regulatory and Consultancy advice to a variety of financial services clients You will responsible for managing a number of clients within the Governance and Risk Advisory team where you’ll support the team in delivering on a variety of projects Including; Section 166 skilled person reviews, focusing on governance arrangements, and risk management arrangements including credit and operational risk management; Corporate governance and board effectiveness reviews; Conduct risk and regulatory compliance reviews; Supporting firm with the validation and/or implementation of SMCR; Operational resilience reviews;. Build and maintain good working relationships with all clients and colleagues. Support governance and risk management reviews from planning to preparation of draft reports. Conduct reviews of regulatory compliance including topics such as conduct risk, SMCR and market abuse. Provide quality assurance of fieldwork conducted by junior members of the team. Assist with engagement administration including preparation of engagement letters and client take on. Develop proposals for new client engagements.

Candidate Profile:

The successful candidate will; Will have a degree level and or additional industry qualifications Minimum of 3 years of relevant financial services or consulting experience having worked on client engagements You will be comfortable in delivering reviews focusing on risk management and governance, as well as compliance monitoring and preparing for clients for SMCR and Section 166 reviews Good reporting writing and presentation skills of current economic and market trends. Strong analytical and problem solving skills, with the ability to present information in a clear and concise manner. Functional knowledge of the UK Financial Services regulatory environment (FCA and PRA)

Consultant: Jonathan Banjo


Consultant Email: [email protected]


Salary:£45-£50,000 Plus Bonus and Benefits


If you feel you are a suitable candidate for this position please contact Jonathan Banjo

Apply for this job

Job Title: ASSISTANT REGULATORY MANAGER – FINANCIAL SERVICES CONSULTANCY

 

Send this job to a friend

Job Title: ASSISTANT REGULATORY MANAGER – FINANCIAL SERVICES CONSULTANCY

 

© AJB Executive Search 2015 - Financial Recruitment Consultants, Regulatory Compliance, Internal Audit Recruitment, & Compliance Recruitment Consultants in London