Job Title: COMPLIANCE CONSULTANT (CF10) – EMIR Trade Repository 6/12 Months Contract


Reference:AJB JB IB CTR 14


Date: 10 Aug, 2019

Location: City of London


Assignment Profile:

Our client is seeking an experienced Compliance Consultant (that has most probably previously held CF10) to serve as the Chief Compliance Officer of ESMA licensed EMIR Trade Repository (ETR) for a 6 to 12 month period. The successful candidate will lead the day-to-day compliance function of the ETR; including engaging regulatory with ESMA and authorized agencies, responding to ETR compliance issues, adapting Group policies and procedures, and providing an oversight layer for the Trade Repository’s compliance with applicable regulations. Your duties will include upholding the regulatory designated function to develop and implement a Compliance Program and culture of compliance designed to ensure all applicable regulation is followed. You will also lead the implementation and oversight of the ETR’s Compliance Program; incorporate Group level and GRS wide policies, as applicable, in coordination with the Head of GRS Compliance. You will also be responsible for educating staff on the objectives and requirements of the regulation governing the operation of the Trade Repository. The role requires the appropriate skills to be able to assess current and proposed legislation, rules and guidance; translating into requirements for the business and technical teams to implement.

Candidate Profile:

You must be able to operate in a deeply integrated way within the Trade Repository; requiring a working understanding of technologies related to the operation of Trade Repository. The successful candidate must possess and demonstrate the technical competence to understand, evaluate and challenge controls in IT processes and the IT environment. You will be involved in the software development lifecycle from requirements to final delivery check out to determine compliance with regulations. The successful candidate MUST be able to clearly demonstrate the required experience

Consultant: Jonathan Banjo


Consultant Email: recruit1@ajbexecutivesearch.co.uk


Salary:£850-950 per day


If you feel you are a suitable candidate for this position please contact Jonathan Banjo

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