Job Title: DIRECTOR-REGULATORY COMPLIANCE CONSULTANT


Reference:AJB JB FS CON 23


Date: 18 Mar, 2019

Location: City of London


Assignment Profile:

Our client is a highly regarded Regulatory Consultancy based in London. The clients they work with include, Asset Managers, Wealth Managers, Private Equity and Hedge Funds. Due to the increased demands of the clients, they are seeking to employ a very experiences and seasoned Compliance Consultant to be assist in the development of the Regulatory team and who also has business development experience Our client is specifically seeking to recruit a regulatory consultant to provide services to the Asset/Wealth Management and alternative industry. Also broker dealers and other types of regulated entities. You will be a hardworking, motivated and creative individual and assist the team in working on a variety of different projects. Other duties and responsibilities will include the following; FCA authorisations and variation of permission Ongoing regulatory advice to clients Monitoring reviews Governance, risk and compliance reviews Risk framework design and review Regulatory change programmes and projects Provide Compliance Training Autonomously deliver reports, manage projects or deliver pieces of technical advice Develop sustainable client relationships Develop strong internal working relationships Manage workloads

Candidate Profile:

Personal attributes Preferably a minimum of 5/7 yeas regulatory consultancy experience Excellent Academics Excellent written and verbal communication skills Very hard working and keen to progress Team player Essential Requirements – Technical skills The following technical areas are essential: Understanding the key business aspects to regulated companies i.e. the life of a trade, fund management, etc An appreciation of the key regulatory rules applicable to alternatives Good compliance background having worked in a regulatory consultancy, Big 5 or smaller regulated company A background of compliance monitoring Understanding of broad range of regulatory issues Knowledge of FCA Handbook and related legislation Ability to interpret and apply new and existing regulation and provide operational advice and support to our clients in implantation of these solutions;

Consultant: Jonathan Banjo


Consultant Email: recruit1@ajbexecutivesearch.co.uk


Salary:Circa £120-130,000 Plus Benefit


If you feel you are a suitable candidate for this position please contact Jonathan Banjo

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