Job Title: PORTFOLIO COMPLIANCE OFFICER (Coding essential)


Reference:AJB/ JB AM 185


Date: 12 Oct, 2020

Location: City of London, Luxembourg, Geneva


Assignment Profile:

Our client is a highly regarded international Asset Management institution with Assets under Management of over £25Billion They are seeking a Portfolio Compliance Manager (Investment Guidelines) to join the team on a permanent basis The position will be based in Luxembourg, however, candidates based in London and Geneva will also be considered if they possess the requisite experience Responsibilities: Identify and escalate non-compliance issues with investment rules applicable to undertaking for collective rules. Where investment controlling are delegated, manage the relationship with these counter-parties including provide indication on investment rules to implement and review the accuracy of their controls. Review the prospectus and investment agreements in order to ensure they are consistent with the internal guidelines, compliant with legal requirements and that investment restrictions may be implemented in the compliance tools. Escalate to portfolio managers and senior management any investment breach. Code investment rules in the internal front office system.

Candidate Profile:

Degree in Risk, Law or Audit and an adequate professional experience in a relevant Investment monitoring Compliance position (minimum 5 years of experience). Experience in compliance risk directly in an environment linked with the control of investment restrictions. Solid knowledge of investment funds, including both UCITS and AIFMD regulations and financial products. Strong understanding of the investment restriction rules, in particular the CSSF circular 02/77. Fluent, both written and orally, in English. French would be an asset. You are proficient with MS Office and Bloomberg and Telekurs. You have an excellent attention to details, precision and analytical skills. You are a team player with strong organizational and good communication skills.

Consultant: Jonathan Banjo


Consultant Email: jbanjo@ajbexecutivesearch.co.uk


Salary:Circa £80-100,000 Plus Benefits and Bonus


If you feel you are a suitable candidate for this position please contact Jonathan Banjo

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