Job Title: REGULATORY COMPLIANCE DIRECTOR-CONSULTANCY-London


Reference:AJB/ JB FS CON 14


Date: 23 Mar, 2018

Location: London


Assignment Profile:

Our client is a highly regarded Regulatory Consultancy based in London. The clients they work with include, Asset Managers, Wealth Managers, Private equity and Hedge Funds. Due to the increased demands of the clients, they are seeking to employ a very experienced and seasoned Compliance Consultant to be responsible for the development of the Regulatory team This will include hiring the right level of candidates and determining the future of the Regulatory team moving forward

Candidate Profile:

Duties will include the following; Provide advisory regulatory consultancy services and skilled persons reviews, Compliance monitoring support, Framework development, implementation, assessment to clients, which will include; investment banks and asset management firms You will also be responsible for client relationship and business development management, as we as the Recruitment of additional Consultants up to Senior Manager Level and Education and Training Regulations will both, PRA and FCA, as well as the following; Conduct risk to Regulatory authorisations, Culture and Conduct, Financial Crime Risk KYC/AML/Sanctions, GDPR/Data Protection , MiFID II , Implementation assessment Ad-hoc / specific area reviews, CASS, COBS ,SMCR , Governance, Risk and Compliance frameworks Prudential regulation (including ICAAP, ILAAP, Recovery and Resolution Planning)

Consultant: Jonathan Banjo


Consultant Email: jbanjo@ajbexecutivesearch.co.uk


Salary:Circa £100-120,000 Plus Benefits


If you feel you are a suitable candidate for this position please contact Jonathan Banjo

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