Job Title: REGULATORY MANAGER – FINANCIAL SERVICES CONSULTANCY


Reference:AJB/ JB FS CON 35


Date: 25 Jan, 2021

Location: City of London


Assignment Profile:

Our client is a highly regarded London Based Regulatory Consultancy They are seeking a Regulatory Consultant to join the Risk and Advisory Practice You will be expected to support senior management in the delivery of a number of client projects Typical engagements involve: Section 166 skilled person reviews, focusing on governance arrangements, and risk management arrangements including credit and operational risk management; Corporate governance and board effectiveness reviews; Conduct risk and regulatory compliance reviews; Supporting firm with the validation and/or implementation of SMCR; Operational resilience reviews; Supporting our internal audit team with the delivery of governance, conduct and risk management related internal audit reviews. Other duties will include; Assists in the planning, execution and finalization of all areas of the advisory assignment for manager or partner review, seeking input for areas of concern and judgement. Build and maintain good working relationships with all clients and colleagues. Support the project manager with the delivery of governance and risk management related reviews Assessing the design and effectiveness of controls Assist with engagement administration including preparation of engagement letters and client take on.

Candidate Profile:

The successful candidate will; Be well educated with a degree and preferably other industry qualifications Have worked at a Regulator or Financial Services Regulatory Consultancy Be familiar with the UK regulatory landscape Good reporting writing and presentation skills of current economic and market trends. Demonstrable experience in delivery of reviews focusing on risk management and governance Functional knowledge of the UK Financial Services regulatory environment (FCA and PRA) Strong analytical and problem solving skills, with the ability to present information in a clear and concise manner.

Consultant: Jonathan Banjo


Consultant Email: [email protected]


Salary:£50-£55,000 Plus Bonus and Benefits


If you feel you are a suitable candidate for this position please contact Jonathan Banjo

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