Job Title: RETAIL DISTRIBUTION/FINANCIAL PROMOTIONS COMPLIANCE CONTRACTOR- 3-6months


Reference:AJB JB AM CTR 12


Date: 23 Apr, 2019

Location: City of London


Assignment Profile:

Our client is a well-respected multi-jurisdictional Asset Manager with in excess of a £50 billion AUM based in the UK They are seeking to employ an experienced contractor with Retail Distribution and Financial Promotions experience, preferably German speaking You will be covering all retail and institutional distribution matters and also be responsible for all Financial Promotions working within the compliance team You will keep abreast of new regulatory developments and rules, assess their impact on the business and ensure appropriate action is taken; in particular developments relating to: o Retail Distribution Review o Product Life Cycle and TCF initiatives o Packaged Retail Investment Products (PRIPS) o Client Money o UCITS V and ESMA Guidance o AIFMD (marketing & disclosure aspects).

Candidate Profile:

Well educated , preferably with a degree Minimum 5 years Asset Management compliance experience including Retail Distribution and also Financial Promotions

Consultant: Jonathan Banjo


Consultant Email: jbanjo@ajbexecutivesearch.co.uk


Salary:£500 per day


If you feel you are a suitable candidate for this position please contact Jonathan Banjo

Apply for this job

Send this job to a friend

© AJB Executive Search 2015 - Financial Recruitment Consultants, Regulatory Compliance, Internal Audit Recruitment, & Compliance Recruitment Consultants in London