Job Title: SENIOR COMPLIANCE REGULATORY CONSULTANT


Reference:AJB JB FS CON 28


Date: 29 Oct, 2020

Location: City of London


Assignment Profile:

Our client is a City and London based Regulatory Consultancy Due to continued expansion they are seeking to employ and experienced regulatory consultant with mainly ‘Buy-Side’ client exposure, although some SEC work will also be undertaken. Duties and responsibilities will include; • Managing your own clients and this will mainly involve: • Undertaking regular scheduled visits to clients – for updates, compliance reviews, occasional Board meetings etc. • Creating regular monitoring reports and other reports/reviews. • Providing advice and support to clients on an ad hoc basis including keeping clients advised of any compliance updates. • Creation of bespoke presentations for clients and providing training on specific subjects where needed. • Planning and pulling together FCA applications - this will include writing business plans, compliance monitoring programmes, answering FCA queries and a degree of admin. • Supporting clients through FCA visits where necessary. • Ad hoc project work – GAP analyses etc. • Occasional SEC work. • Attending work events to market Portman services. • Cover client queries when colleagues absent. • Managing Junior Consultants and assisting them with more complex client queries.

Candidate Profile:

• Well educated to degree level, additional industry qualifications preferred • Minimum3-5 years Asset Management regulatory consulting experience • You may have also worked in-house with a highly regarded Asset Manager in a generalist role • Or worked with a regulator • Should be able to manager junior member of staff • Excellent presentation and communication skills, familiar with client facing assignments

Consultant: Jonathan Banjo


Consultant Email: [email protected]


Salary:Circa £65-75,000 Plus Benefits


If you feel you are a suitable candidate for this position please contact Jonathan Banjo

Apply for this job

Job Title: SENIOR COMPLIANCE REGULATORY CONSULTANT

 

Send this job to a friend

Job Title: SENIOR COMPLIANCE REGULATORY CONSULTANT

 

© AJB Executive Search 2015 - Financial Recruitment Consultants, Regulatory Compliance, Internal Audit Recruitment, & Compliance Recruitment Consultants in London